Board requires more votes than the majority votes. 3. Supervision of the Securities Exchange 5/10 • Enhancing supervision of the SEC on the securities exchange (the Stock Exchange of Thailand: “the SET
B.E. 2535: “SECTION 154/1 The Securities Exchange shall promote and maintain the integrity, fairness, accountability and orderliness in the trading of securities listed on the Securities Exchange
derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means the Stock Exchange of Thailand under the Securities and Exchange Act. “securities trading
าใหก้ารด าเนินงานของ ก.ล.ต. รวมถึงกองทุน CMDF มีความโปร่งใส มี accountability เพิ่มข้ึน และก่อใหเ้กิดความเช่ือมัน่แก่ ผูท่ี้อยูภ่ายใตก้ารก ากบัดูแลและผูท่ี้เก่ียวขอ้ง 7.2 ผลกระทบเชิงลบ/ผู้ได้รับผลกระทบเชิง
ผูแ้ต่งตั้งผูจ้ดัการกองทุน CMDF ภาคเอกชนและผูล้งทุนเห็นดว้ยกบัการก าหนด ดงักล่าว - 7. Accountability: (1) ใหก้องทุน CMDF จดัท างบการเงินส่งผูส้อบบญัชี เป็นประจ าทุกปี โดยใหค้ณะกรรมการตลาดหลกัทรัพย ์ เป็น
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
in a governmental agency, the SEC Office, the Stock Exchange, the over-the-counter center or the Derivatives Exchange, who is in the position or the condition that can access inside information through