accountability in accordance with the professional code of ethics, auditing standards, and other additional regulations prescribed by the law governing securities and exchange. Yours sincerely, Signature
/EquityDebt/Pages/Auditors.aspx#Tabcontent2 2. การเพิ่มปริมาณผู้สอบบัญชีที่สามารถลงนามรับรองงบการเงินได้จะทำให้มีการกระจายงานและผู้สอบบัญชีทำงานได้ด้วยความทุ่มเทมากขึ้นและเพิ่ม accountability ให้แก่ผู้สอบบัญชี
derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means the Stock Exchange of Thailand under the Securities and Exchange Act. “securities trading
”) จึงเห็นว่า มาตรการหนึ่งที่จะเสริมสร้างให้ผู้บริหารและ Fund Manager ให้ความสำคัญในเรื่องดังกล่าว คือ การกำหนดให้บุคคลดังกล่าวมีความรับผิดชอบส่วนตัว (personal accountability) ในการปฏิบัติหน้าที่ดังกล่าว
conducts a business placed with trust and accountability from the client who is the owner of money. Consequently, the management should have essential role in prescribing investment management policy under
passwords to maintain accountability; (2) allow users to select and change their own passwords and include a confirmation procedure to verify input errors; (3) require users to create strong passwords such as
invested or held equity instruments issued by PTT Public Company Limited : (1) mutual fund excluding ETF; (2) provident fund. Clause 2. In case where the Stock Exchange of Thailand issues a temporary trading
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
number 3. Experience in capital markets Are you currently allowed by law to audit the financial statements of the public interest entities whose shares are traded in the main board of the foreign stock
brokerage licensee shall pay the fee according to the following criteria: (1) the license fee for members of the Stock Exchange who undertakes securities brokerage business on the Stock Exchange shall be at