Complaint Form Against SEC Executive and Officer Information of Complainant Mr. Mrs. Ms. Name:…………………………………Surname:…………………….. ID Number/ Passport ID: ………………..………………..………………..………………….. Aged
/ derivatives / digital asset intermediaries e.g. securities company/broker, asset management company and digital asset exchange; · approved persons e.g. investment consultant; · listed companies/ securities
Decree shall be processed by a special purpose juristic person established in the form of a limited company, a public limited company, any other type of juristic person as may be prescribed by the SEC or
)..............................................ชื่อสกุล................................................. First name (Mr./Mrs./Miss)…………………………Last name……………………………................ (ชื่อ-สกุลเดิม) (ถ้ามี
.......................................................................... 1.1 กรณีบุคคลธรรมดา (1) ชื่อ (นาย/นาง/นางสาว)..............................................ชื่อสกุล................................................. First name (Mr./Mrs./Miss)…………………………Last name
................................................. First name (Mr./Mrs./Miss)…………………………Last name……………………………................ (ชื่อ-สกุลเดิม) (ถ้ามี
)..............................................ชื่อสกุล................................................. First name (Mr./Mrs./Miss)…………………………Last name……………………………................ (ชื่อ-สกุลเดิม) (ถ้ามี
Juristic 3 = Foreign individual Official Prefix Code Char(3) 3 M คำนำหน้าชื่อ Refer to Appendix B - Prefix Type List Official Prefix Char(30) 30 O Title of the Shareholder คำนำหน้าชื่อ Official First Name
concerning offerings of covered funds in the same manner as offerings under ASEAN CIS and ARFP, mutatis mutandis . · In the case where a covered management company in Hong Kong no longer wishes to offer a Hong
เจ้าของประวัติ 1.1 ชื่อ (นาย/นาง/นางสาว) ................................................. ชื่อสกุล ..................................................... First name (Mr./Mrs./Miss