According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, actions liable to be offenses committed by the three persons above were detected during 16
trading accounts and bank account to trade securities and clear the trading orders. Such collusion in executing trading orders of TIGER stocks of Atthavut and Sujeera in such manners caused the TIGER stock
securities outside the stock exchange if abiding by the regulations, conditions and procedures set by the SEC Office. Earlier, the law prohibited such companies to trade securities outside the stock
SEC Secretary-General Ruenvadee Suwanmongkol said that the SEC emphasizes the role of the capital market in providing reliable and sufficient information to support investors' decision making. Research reports produced by professional investment analysts are a source of important information that investors can use to make well-informed investment decisions for long-term financial goals.However, most research reports currently available in the capital market mainly cover large-cap stocks. To incr...
Seminar on Capital Market for SMEs) และได้ร่วมประชุมหารือกับผู้แทนจากตลาดหลักทรัพย์เซินเจิ้น (Shenzhen Stock Exchange) ซึ่งนำโดย Mr. Li Hui Executive Vice President โดยได้มีการหารือถึงความร่วมมือระหว่างตลาด
นางสาวจอมขวัญ คงสกุล ผู้ช่วยเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต) ร่วมสัมมนาออนไลน์ในงาน Asia Pacific Stock Exchanges Webinar Series ภายใต้หัวข้อ “Overview of Equity
SEC Secretary-General Ruenvadee Suwanmongkol and SEC delegates will share Thailand’s sustainable finance roadmap amid the context of Asian peers during SEC participation in the “Central Bank and
Bangkok, April 17, 2014 ? The SEC requires disclosure of foreign bank branches as issuers of debt securities to focus on information of branches. Meanwhile, both credit ratings of the banks and the
Singapore, 26 August 2016 ? ASEAN audit regulators are in discussions with the World Bank on collaborative efforts to further raising the standard of audit quality in ASEAN. This was a key agenda
According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order