The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
language Encourage risk management by investment management operators ● Developed a risk monitoring and controlling system for equity funds ● Established guidelines for maintenance and monitoring of asset
undertaking as well as to protect investors? best interest.?The four key areas are:?1. Provisions on Stock Exchange: The proposed revisions include (1) granting the power to approve the rules on securities
establishment of fund rating agency (FRA) in order to promote comparative data among mutual funds so that investors can get better information that will benefit their investment decisions ● Registered 3,388
Investment Alternatives for Investors ■ Promotion of New Types of Mutual Funds as Additional Vehicle for Investments ■ Revision of the Regulations Governing the Public Offering of Securities to Facilitate the
products, e.g., transferable custody receipts (TCR), derivatives funds, and stock options, etc.; ë To accommodate provision of product alternatives for investors with higher risk profiles; ë To encourage
. Accordingly, customers repatriating their funds before such time would be entitled for only a two-third refund for the amount. The 30 percent reserve requirement had a severe impact on the stock market; the SET
results Sort by: Relevance Date (Newest) Date (Oldest) 19104717.pdf and corporate customers. PASSET’s mutual fund AUM as of 30 September 2019 was Baht 68,562 million with total 35 funds under management
Date (Newest) Date (Oldest) 19104717.pdf and corporate customers. PASSET’s mutual fund AUM as of 30 September 2019 was Baht 68,562 million with total 35 funds under management consisting of 32 mutual
/Pages/News_Detail.aspx?SECID=8655 SEC public hearing on draft regulations on capital requirements of investment management companies that manage property funds, infrastructure funds, REIT managers and