Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock

(1) driving the PK stock price upward, (2) obstructing others' purchase orders by placing orders at multiple price levels and (3) driving up the opening or the closing prices by placed orders

activities included (1) driving the TKT stock price upward and (2) obstructing others' purchase orders by by placing orders at multiple price levels, consequently misleading the public regarding the price

included (1) driving the PROS stock price upward , (2) obstructing others' purchase orders by placing orders at multiple price levels and (3) driving up the opening or the closing prices by placed

Commission or the Stock Exchange of Thailand. Such disclosures must not contain false statements or conceal material facts that should be disclosed. However, JKN disclosed and disseminated its financial

discussion and analysis for the year 2020 through the transmission system of the Stock Exchange of Thailand as prescribed by the Notification of the Capital Market Supervisory Board. The rectified audited

Superblock Public Company Limited Superblock Public Company Limited (“SUPER”), a securities issuer, failed to prepare and submit the audited financial statements for the year 2015 to the Stock

and submit the annual registration statement for the year 2016 (Form 56-1, 2016) to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. SEC Act S.300

and submit the reviewed financial statements for Q1/2017 to the SEC Office and the Stock Exchange of Thailand within the specified period, resulting in the company’s violation of section 56. SEC Act

newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement