Thai Treasury Stock การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำข้อมูลซึ่งคุณสามารถเลือก
Stock Exchange of Thailand (SET) is a secondary market with special characteristics because it was established as a juristic person by law in 1975 prior to the establishment of the SEC. The objective of
Stock Exchange of Thailand (SET) is a secondary market with special characteristics because it was established as a juristic person by law in 1975 prior to the establishment of the SEC. The objective of
: Detail Content -Unofficial translation- Ministerial Regulation Concerning Approval on Undertaking Securities Business License in the Category of Investment Advisory Service B.E. 2545 By virtue of
risk occurs Type of operation Important points What kind of business does the company, subsidiary, associate company do? Is it a product or a service? From which business is the major income derived? How
dealing 3. Investment advisory service 3. Derivatives advisory service 4. Securities underwriting 4. Derivatives fund management 5. Mutual fund management 6. Private fund management
professional services, a significant shareholder, controlling person, or partner of such provider with a service fee of more than two million baht per year during the period of two preceding year. * In case of
unitholders with the number exceeding one-fourth of trust units sold, the trustee shall not execute/grant a permission to execute the transactions. *information disclosure through the Stock Exchange or
securities borrowing and lending business under Clause 1 means providing service, in normal course of business, to general public with a view to effectuating securities borrowing and lending, regardless of
of financial planning to really and to put into practice . In parallel, we support service providers of financial planning accessible by the general public. Furthermore, we encourage uses of FinTech