warrants/1 Additional paid-in capital (Discount on capital stock)/1 Surplus in other capital (deficit)/2 Legal reserve Other reserve Unappropriated retained earning (deficit) Treasury stock/1 Minority

deemed to have the permission to use back office service from the Office, if the service providers are as follows; (1) The Stock Exchange of Thailand; (2) Limited company or Limited public company

the service providers are as follows: (1) The Stock Exchange of Thailand or; (2) Limited company or public limited company established by the Stock Exchange of Thailand and hold shares not less than

selling of the following securities in the Stock Exchange of Thailand: (1) ETF units ; (2 ) underlying shares of ETF . Clause 4 For short selling of the ETF units or underlying shares of ETF in the Stock

limited to units which: 1. has securities portfolio; 2. provides services of trading investment units , registered as listed securities, for clients through a member of SET . (9/1) “ SET ” means the Stock

โอน ให้แสดงเหตุผลประกอบ In the case of: (1) selling off the Stock Exchange at a lower price than the lowest selling price of such securities on the Stock Exchange on that day; (2) selling through a big

of securities brokerage, shall apply only to the securities brokerage outside the Stock Exchange of Thailand. Clause 3/1. For the purpose of supervision the undertaking of securities brokerage of

following regulations: Clause 1 This Notification shall come into force as from 1 April 2014 unless: (1) Clause 42(8) relating to comparative results of mutual fund management’s performance shall come into

reference. FORM 56-1 Annual Registration Statement For the financial year ending DATE MONTH YEAR Company: ............................................................................................... Note

Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 April 2014 unless: (1) Clause 42(8) relating to comparative results of