i SUSTAINABLE FINANCE INITIATIVES FOR THAILAND In collaboration with Sustainable Finance Initiatives for Thailand P a g e | 2 Contents 1. Foreword ................................................................................................................................................ 3 2. Executive Summary .............................................................................................................................. 5 3. Background and Motivations for Developing the Initiat...
providers. In our experience, this problem is often easily addressed. Heavy Engagement The other side of the barbell, for us, is characterized by a deep investment of time and resources. These engagements are
owner in shares under the fourth paragraph of Section 24, a director, an officer or an employee of such derivatives business operator. Furthermore, the auditor shall also adhere to the ethical code of
quarter of 2017, company has been investing in equity securities which gains on revaluation of its investments at fair value at ฿ 79 million. However, the Company will continue to adhere security policy to
opinion by an auditor approved by the Office, and such auditor must not be a director, staff member or employee of such securities company. The auditor of the private fund must adhere to the code of conduct
clarity and more confidence that securities firms will adhere to international standard guidelines and effectively prevent inappropriate actions. ________________________
? financial position. Besides, such kind of loans could be related to money laundering and lead to inappropriate securities trading activities.? ?Part of the problem is in relation to credit lines given by
of Thailand (SET), and Mr. Kongkiat Opaswongkarn, Chairman of the Securities Analysts Association (SAA), co-announced at their joint press conference that ?The recent problem concerning rumors in