step ensures that the measure to be taken is appropriate, practical and respectful to stakeholders’ rights 6. The proposed rule is considered by the relevant sub-committee The sub-committee members
the Securities and Exchange Act B.E. 2535; (b) net profit or not loss from operation during three consecutive years prior to the year of filing the application; (c) any step taken by the
to submit to the mutual fund supervisor and take any actions to inform the investors about the case. (5.2) In the case that the incorrectness occurs after the adjustment of the investment price to
subsequent orders to be aware of the conditions. Reason and conditions for right adjustment There are changes in the indicated price of the shares resulting from share consolidation or split. Newly issued
operation during three consecutive years prior to the year of filing the application; (c) any step taken by the securities company to rectify financial condition or result of operation as approved by the
about the case. (5.2) In the case that the incorrectness occurs after the adjustment of the investment price to remain constant, the mutual fund management company shall adjust the number of the
either wholly or partially until the said securities company rectifies such matter. In this juncture, the SEC may also order the securities company to undertake any step for the purpose of maintaining