information for the decision-making on investment or using the service such as the clients’ assets investment scheme, the risks of ZipUp+ program and the conflict of interest together with relationship among
Mr.Assavin Chingumtornvong Between May 19, 2014 and July 23, 2014, Mr.Assavin Chingumtornvong has illegally sold 8,651,400 ordinary shares of Thai Industrial and Engineering Service Public Company
Engineering Service Public Company Limited (“TIES”), through securities trading account of Miss Ornsiree. The sales were made in such a way that took advantage of others by using non-public information material
to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during April 7, 2022 to July20, 2022, Zipmex did not fully disclosed necessary information
receive necessary and useful information for using the intermediary?s service or for making a decision of investment in foreign mutual fund. SEC Act S.113 Settlement Committee Meeting No. 3/2020
Kannithi Aviation Company Limited Kannithi Aviation Company Limited had duties to prepare and submit 10 results of the bill of exchange sale report to the SEC Office within the period as specified by
Kannithi Aviation Company Limited Kannithi Aviation Company Limited failed to prepare and submit 10 results of the bill of exchange sale report to Securities and Exchange Commission Office later than
Mrs. Sayshon Sibmong Mrs. Sayshon Sibmong, Authorized director who is responsible for the operation Kannithi Aviation Company Limited shall be liable for Kannithi Aviation Company Limited failure to
Mr. Noppadol Dej-Udom Mr. Noppadol Dej-Udom while being an Executive Vice Chairman of the Executive Committee of True Corporation Public Company Limited (TRUE), knew or possessed inside information
Mrs. Saychon Sibmong Mrs. Saychon Sibmong, Authorized director who is responsible for the operation of Kannithi Aviation Company Limited shall be liable for Kannithi Aviation Company Limited failure