understand and acknowledge the SEC Office’s Standard Procedures for Electronic Transmission of Information B.E. 2564 (2021) (Standard Procedures) and the Usage Manual on https://market.sec.or.th/Documents/ca
) Developed internally by the firm? If no, How does the firm ensure that assurance engagements are performed in accordance with auditing standard? How does the firm ensure that audit manual reflect recent
accordance with auditing standard? How does the firm ensure that audit manual reflects up-to-date auditing and accounting standards and guidance? Does the audit manual included requirements that are related to
Other Applications when the application and the evidentiary documentation are accurate and complete in compliance with the Licensing Manual for the Public. In the case where it is necessary for the SEC
>> Sitemap Law and Regulations ( 130 ) Financial Report ( 97 ) About SEC ( 54 ) Act and Royal Enactment ( 29 ) Budget ( 24 ) Manual Select ( 22 ) Market Data ( 21 ) Intermediaries ( 11 ) Enforcement ( 10
>> Sitemap Law and Regulations ( 125 ) Financial Report ( 93 ) About SEC ( 50 ) Act and Royal Enactment ( 24 ) Budget ( 19 ) Manual Select ( 17 ) Market Data ( 17 ) Intermediaries ( 7 ) Strategic Plan ( 6
and Regulations ( 146 ) Act and Royal Enactment ( 22 ) About SEC ( 19 ) Budget ( 17 ) Manual Select ( 6 ) Strategic Plan ( 4 ) Market Data ( 2 ) Toward International Excellence ( 2 ) Enforcement ( 1
and Regulations ( 151 ) Act and Royal Enactment ( 26 ) About SEC ( 23 ) Budget ( 21 ) Manual Select ( 10 ) Enforcement ( 9 ) Strategic Plan ( 8 ) investor ( 7 ) Market Data ( 5 ) Intermediaries ( 4