Bangkok, August 13, 2014 ? The SEC allows mutual fund for accredited investors (AIs) to invest in derivatives without investment limit, adding more investment choices for AIs. Vorapol Socatiyanurak
regulations related to the standard single form have undergone public hearing with stakeholders in the business sector and the general public, including trading service providers and investors, and are in
financial IT regulations; (4) Determine additional requirements and guidelines for IT quality and IT service management such as IT project management and capacity management; (5) Enhance cybersecurity
to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls
to provide investors with quality and standard services from business operators.The regulations will require business operators to provide personnel, communication system, customer service system
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวปาฐกถาพิเศษ ในงานเปิดตัว “TRIS Rating Green Bond Verification Service” จัดโดยบริษัท ทริสเรทติ้ง
continuously focused on the development of knowledge standard for all professionals in the capital market since knowledgeable and quality professionals are instrumental in enhancing the quality of investment
be properly supervised by the business providers and for a more effective supervision system to make the regulatory system more efficient and comply with international standard, such as, the right to
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain