Mr.Anugul Khumgerd Mr.Anukul Khumgerd, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses granted

Miss Anongporn ThaninTharathan Miss Anongporn Thanintharatorn, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without

Mr.Phanit Mr.Phanit (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

Mr.Thanapol Mr.Thanapol (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

Mr.Prasert Mr.Prasert (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

statement for the year 2014 to the Stock Exchange of Thailand and the SEC Office within March 2, 2015. On March 2, 2015, T submitted the inaccurate financial statement which did not comply with the Financial

statement for the year 2014 (Form 56-1, 2014) to the Stock Exchange of Thailand and the SEC Office within March 31, 2015. On March 30, 2015, T submitted the inaccurate annual registration statement which did

, 2013 to the Stock Exchange of Thailand (the SET) and the SEC Office on May 15, 2013. The financial statements did not comply with the Financial Reporting Standard No. 3 (Revised 2552) Business

. The rectified financial statements for the year 2013 were submitted to the Stock Exchange of Thailand on March 5, 2014 and the SEC Office on March 6, 2014. SEC Act S.56 and 199 Settlement Committee

. The financial statement for the year 2016 did not comply with the Thai Accounting Standard no.18 (revised 2015), Revenue (TAS 18) and clause 14 a(i) of IAS - IE 18. Later, the rectified financial