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the ethical requirements element? Note: The definitions of 'staff' or 'personnel' in this questionnaire shall include all relevant staff of the audit firm, such as the firm's employees, network provider
prospectus the proportion of shares allocated to each group of investors together with its justification ● Required public disclosure of top 20 persons (excluding institutional investors and employee stock
Continuing Professional Development for all principals and staff? 7 Do these written policies and procedures cover the following general matters: · ensure communication of independence requirements to its
efforts toward market development, the SEC continued to invest in staff skills and restructured the organization to enhance proactivity, efficiency and readiness for upcoming changes. Under the Change
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Thai capital market today results from the cooperation and support of all market participants including staff of the SEC. In this connection, on behalf of SEC commissioners, I would like to express my
relevant to the decision making by investors. This will cover agenda such as employee stock option plan. – Propose that the Ministry of Commerce amended the form for proxies of votes so as to facilitate
would like to thank everyone involved in development of the Thai capital market, including the SEC management and staff who have been dedicated to driving the Thai capital market forward and enhancing its
relationships between the firm, principals or staff or their family members and the audit client or its affiliates? e.g. joint ventures, joint property interests etc. 2 https://www.sec.or.th/EN/Documents/Auditor