PowerPoint Presentation Considering whether it constitute law violation Taking legal action(s) Administrative Action Civil Sanction Criminal Action CSC considers whether a civil sanction is proper to
Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
that is no system to control short position transaction underlying with SET50 index http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 38/2024 Dated 13/05/2024 control the
/2015 Mr. Pattarapob Ittisanyakorn On March 11, 2015, Mr. Pattarapob Ittisanyakorn acquired shares of K.C. Property Public Company Limited (KC) equal to 47.57 % of the total voting rights of KC. As a http
shareholders of business within the period specified in the notification. However, a copy of such opinion were later delivered to all shareholders of http://market.sec.or.th/public/idisc/en/Enforce Settlement
) Settlement Committee Order No. 7/2023 Dated 21/09/2023 Merkle Capital Company Limited Merkle Capital Company Limited ("Merkle"), a digital asset fund manager, has duties to submit the report of penetration
18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of