of financial statements 3.2 Rules related to CFO and Chief Accountant 3.1 Regulatory Summary for preparation and submission of financial statements The financial statements and consolidated
liabilities and risk haircuts – to ensure that there are sufficient liquid assets to absorb losses, maintain stable financial status and, in the event of insolvency, prevent damage to client assets and the
. The criteria for allocation must not induce or lead to corruption or wrongful benefits to the company. CEO or MD makes a list of sponsors T he Chief Executive Officer or the Managing Director (CEO or MD
size. Evaluate the sufficiency of the internal control system at least once a year. Qualifications of the Chief Financial Officer (CFO) and accountants Public Offering (PO) Secondary Public