the Financia Stability Assessment Program (FSAP) and earned the assessment results on the topic relating to auditing at least "broadly implemented" level 2.8.3 Approval
Financia l Stability Assessment Program (FSAP) and earned the assessment results on the topic relating to auditing at least "broadly implemented" level 2.8.3 Approval Process
the SEC views that the appointed directors have infamous conducts, or there is a cause to reasonably suspect of their being threats to the economy and stability of the country or to the public order or
; (8.2) To maintain the economic and financial stability of the country; (8.3) To maintain the stability of the financial market system. 8.4 Postponement of the redemption payment A mutual fund
asset values, investment unit values, offering and redemption prices for investment units. (3) The time of more than 1 day in which the mutual fund management company rejects the selling or repurchase of
disclose the order via the SEC website. From time to time where the SEC finds suspicious transactions in the course of its review on the financial statements, or any cases where the benefit of the securities
) (1) A mutual fund having the investment policy in money market funds which specify constant offering and repurchase prices all the time, or MMF constant NAV, shall not file for automatic approval of
International Standards on Quality Management 1 (ISQM 1); (2) having full-time CPAs and full-time assistant auditors as https://www.sec.or.th/EN/Pages/LawandRegulations/AuditorAccountRegulatorySummary.aspx Thai