variety of financial tools, flexibility and competitiveness of securities businesses, safeguards market stability, ensures securities trading fairness, and facilitates easy access to information. The SEC
as well as the deliberations of a Working Group in May 2010. The report was en- dorsed by consensus at the annual meeting of the Asian Roundtable, 3-4 October 2011 in Bali, Indone- sia. The next phase
schemes. The idea is to attract more savings in quality stocks under professional management which will enhance market stability. Finally, work on international cooperation became more deeply etched. We
Stability Board’s (FSB) Key Standards for Sound Financial Systems serving FSB, G20 and OECD members. They have also been used by the World Bank Group in more than 60 country reviews worldwide. And they
] Legal Group • responsible for providing legal advice on rulemaking and keeping up to date with legal developments. Enforcement Group • responsible for monitoring and investigating unfair securities
?FTYPE=M&PID=0602&PYR=2555 Financial Statement - A5 : ASSET FIVE GROUP PUBLIC COMPANY LIMITED ASSET FIVE GROUP PUBLIC COMPANY LIMITED | Q1/2011 http://market.sec.or.th/public/idisc/en/FinancialReport/FS
/public/mrap/MRAPView.aspx?FTYPE=M&PID=0068&PYR=2564 Financial Statement - EP : EASTERN POWER GROUP PUBLIC COMPANY LIMITED EASTERN POWER GROUP PUBLIC COMPANY LIMITED | Q1/2011 http://market.sec.or.th/public
actions with respect to risk management: (1) establish a written comprehensive risk management policy framework that covers all risk areas, with approval of its board of directors or the working group
Agency ● Internal Management 57 Board of the SEC 58 Appellate Committee 59 Sub-committees and Steering Group 66 Arbitrators 67 Executives Officers 68 Capital Market Performance 2001-2003 72 Investigation