2004, as amended by Notification of the Securities and Exchange Commission No. KorThor. 13/2549 Re: rules for Undertaking Derivatives Business for Licensed Derivatives Broker (No. 2) dated 2 May 2006
Company Relating to the Using of Back Office Service From Service Provider dated 23 July 2003 shall be repealed. Clause 2. In this Notification: “Securities company” means a company licensed to undertake
initial margin deposit it has made or may be called upon by its agent to liquidate its position at a loss should it be unable to provide additional margin funds within a specified period. 2. Options 2.1
notification of the SEC. SECTION 55. 2 In order to protect investors, maintain the stability of the financial system or control risks arising from derivatives, the Capital Market Supervisory Board shall have the
Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives Advisor, dated 29 January 2004 shall be repealed. Clause 2. The applicant for registration to be a derivatives
-- DRAFT Principles -- (Unofficial Translation) PAGE (Unofficial Translation) - 2 - Readers should be aware that only the original Thai text has legal force and that this English translation is
มุ่งลงทุนในพันธบัตรหรือตั๋วเงินคลังไม่ต่ำกว่าร้อยละ 80 ของมูลค่าทรัพย์สินสุทธิของกองทุนรวม (2) การจัดตั้งกองทุนรวมตลาดเงิน (money market fund) เจตนารมณ์ของการกำหนดลักษณะของกองทุนรวมตลาดเงินนั้น จะต้อง
Exchange Act, B.E. 2535". SECTION 2. This Act shall come into force after sixty days from the date of its publication in the Government Gazette, except Section 4, Section 7 to Section 16, Section 17 to