bull sphere : Unlicensed securities and derivatives business (Disclosure Date : 02/04/2020)
firm considers as high risk? Please describe the relevant responses to these risks 2 Does the firm consider all ethical requirements outlined in the Code of Ethics during the risk assessment process for
,” describe the source of such material (such as access through computer software databases containing professional and regulatory literature). b. If “no,” describe how the firm obtains reasonable assurance
rapid development of digital assets in the capital markets sphere. The ACMF has started working together by sharing practices on investor education and educational materials. In the longer term, the
/2022-tcfd-status-report-task-force-on-climate-related-financial-disclosures/ Governance a) Board oversight: describe the board’s oversight of climate-related risks and opportunities b) Management’s role
recommended disclosure Metrics & Targets recommended disclosure a) Describe the board’s oversight of climate related risks and opportunities. C1.1b a) Describe the climate related risks and opportunities the
Network (Network) to promote information sharing amongst regulators in light of the rapid development of digital assets in the capital markets sphere. The ACMF has started working together by sharing
Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...
Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:30 Investor Alert Investor Alert ( 2484 record(s) found) Name Type of action Disclosure Date Link Facebook Page ชื่อ QRS Global Unlicensed securities and derivatives business 09/08/2024 Detail Facebook Page ชื่อ QRS Global Website : https://qrsfx.com/?fbclid=IwY2xjawEcMYpleHRuA2FlbQIxMAABHcTu45JiW85Gdp5RjzpH6fr5IPCzoyXC0oqoFq1Ty7PcQwuT8vDLvBZNJQ_aem__6PgrlgGm2PwHWBrlGwQwg Facebook : https://www.faceboo...