name of the investment consultant. ●  Name of Securities/derivatives intermediary or the employer of the unit seller such as commercial bank. ●  Details of the behavior causing the complaint

Attorney form in case of authorizing another person to file complaint; 3. Details of the person against whom the complaint is filed,   i.e., full name, mailing address, phone number of intermediary / listed

you are a client of a securities or derivatives intermediary who, as a disputant, agrees to be bound by the arbitrator’s decision, a dispute may be settled through arbitration. 2  Listed company means a