Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
practitioners in their efforts to take corporate governance to a higher level. Indeed, the 2008 worldwide financial crisis reminded Asia and the world of the critical importance of strong corporate governance to
shifted their investments from money and bond markets to equity market; 3. US subprime crisis: Its effect started to spread to global stock markets in June and the situation got worse when several financial
governance reform has been a priority since the 1997 financial crisis and has continued since the last CG ROSC in 2005, with significant revisions to the Securities and Exchange Act 1992 (SEA), new Principles
Appellate Committee 70 Sub-committees 76 Other Committee and Steering Groups 78 Arbitrators 79 Procedure for Investigation of Possible Contraventions of the SEC Act and Criminal Action 81 Financial Statements
regulations ë Monitor submission of reporting requirements and information disclosure to assure a sound financial condition and capital adequacy according to rules and regulations ë Conduct routine inspection
Stability Board’s (FSB) Key Standards for Sound Financial Systems serving FSB, G20 and OECD members. They have also been used by the World Bank Group in more than 60 country reviews worldwide. And they
systemic risk and prevention of any consequences that may affect securities trading system, where the works involved supervising securities companies to ensure their sound financial status as well as
Supervision Group • responsible for ensuring that all securities companies and related associations are qualified for conducting their businesses by having sound financial conditions, proper internal control
) กฎหมายและกฎเกณฑ์ ( 5 ) การรับฟังความคิดเห็น ( 5 ) 246-2 ( 2 ) Infrastructure Fund Prospectus ( 1 ) Property Fund Prospectus ( 1 ) หนังสือชี้ชวนกองทุนรวม ( 1 ) More >> Sitemap Financial Report ( 123 ) Law