years Underlying shares being newly issued shares of the company Having a definitive price and the exercise ratio Allowing a period of time to indicate the exercise of right not less than 15 days before
: Determination of Additional Type of Securities The Notification of the Capital Market Supervisory Board No. TorJor. 33/2551 Re: Application and Approval for Offering of Newly Issued Underlying Shares for
fund of funds (FoFs) with investments in the underlying fund ≥ 5% of the underlying fund NAV. Where the NAV of the underlying funds on any days or in five consecutive business days decrease more than two
fund of funds (FoFs) with investments in the underlying fund ≥ 5% of the underlying fund NAV. Where the NAV of the underlying funds on any days or in five consecutive business days decrease more than two
' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative) and an approval for shares which may be used as underlying is granted (if any). - Can be offered only to
กองทุนรวมหน่วยลงทุน (FoFs) ที่ ลงทุน ใน underlying fund ≥ 5% ของ NAV underlying fund หาก underlying fund มี NAV ในวันใด หรือภายใน 5 วันทำการต่อเนื่องกันลดลง > 2 ใน 3 ของ NAV underlying fund ให้ บลจ
Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
investment units. (7) The time in changing underlying funds which may take the mutual fund management company for more than 60 days. Authority of the SEC Fund managers Mutual fund performance measurement
investment units. (7) The time in changing underlying funds which may take the mutual fund management company for more than 60 days. Authority of the SEC Fund managers Mutual fund performance measurement
offer to sell warrant – PP which the board of directors is aware of the names of investors and the shareholders resolved to indicate the sale price for underlying shares for warrant – PP, investment