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investment decision of the public, appraisal requires a knowledgeable, capable and responsible person to perform. The SEC have stipulated the undertaking of the asset appraisal by an appraisal company whose
) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
segregating the unit of trading function from the unit responsible for defining factors for product selection. 6. Implementing a renumeration structure that does not tie up solely to sales KPI, for the
segregating the unit of trading function from the unit responsible for defining factors for product selection. 6. Implementing a renumeration structure that does not tie up solely to sales KPI, for the
Responsible Funds under ASEAN CIS Framework Related Rules and Regulations Inbound The Notification of the Office of Securities and Exchange Commission No. Sor Nor. 69/2564 Re: Prospectus for Offer
and settlement in all trading transactions which have occured. If one of the counterparties does not perform in accordance with the agreement, the clearing house will be responsible. Therefore
and settlement in all trading transactions which have occured. If one of the counterparties does not perform in accordance with the agreement, the clearing house will be responsible. Therefore