TMB Asset Management Company Limited Between March 28, 2017 and December 9, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
Logical Solution Co., Ltd. Between August 2001 and 22 May 2003, Logical Solution Co., Ltd. with other alleged persons operated securities brokerage business and solicited foreign clients to invest in
Star Sitthi Solution Public Company Limited (“SSS”) Star Sitthi Solution Public Company Limited (“SSS”) , a securities issuer failed to prepare and submit the financial statement for Q1/2021 to the
TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
TMB Leasing Company Limited TMB Leasing Company Limited operated derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546 (2003
Mr. Matthew Stanley Pearsall Mr. Matthew Stanley Pearsall as the Director responsible for the operation of Logical Solution Co., Ltd. violated section 301. The public prosecutor issued a prosecution
Mr. Nuttapong Tungdajahirun Mr. Nuttapong Tungdajahirun, Chief Executive Officer (Acting) who is responsible for the operation of Star Sitthi Solution Public Company Limited (“SSS”) shall be liable
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
, and Mr. Phonlasit Phumiwasana by having an agreement to exercise their voting rights in the same direction, or an agreement to jointly manage a business, failed to report the acquisition of Solution