Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.
Exemption for Filing of Registration Statement for Offer for Sale of Securities Issued by Foreign Company
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company
Re: Application Form for Permission for Offer for Sale of Newly Issued Debt Securities and Reporting (No.2)
Approval for Undertaking of Derivatives Business
Regulations for Becoming Trustee in Sukuk Transactions
Form for Draft Prospectus (No. 6)
Guidelines for Establishment of Information Technology Systems
Re: Criteria, Conditions, and Procedure for Application for Waivers for Making Tender Offers for All Securities of Businesses with Objective of Assisting Business Rehabilitation (No. 2)
Re: Criteria, Conditions, and Procedure for Application for Waivers for Making Tender Offers for All Securities of Businesses with Objective of Assisting Business Rehabilitation