Investor Return – Mind the Gap ©2015 Morningstar, Inc. All rights reserved. Kittikun Tanaratpattanakit Investor Return – Mind the Gap Agenda 2 gBackground g The Real Test is Whether Investors Succeed

to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a

; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a securities company, Bank of Thailand or licensed to undertake securities business

for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business operator, futures trading manager or futures

. Operators of derivatives business wishing to apply for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business

the option to buy or sell the underlying instrument in the future for a fixed price. • Designated market maker (DMM): trader that has been selected by the issuers as the market maker for a given

Loan to Value regulations (LTV) on 1 April 2019 caused a slowdown in real estate development sector. The LTV generally focused on controlling and carving out real estate speculator and investor. The

................................................ รายช่ือเจา้หนา้ท่ีการตลาด ของบริษทั1 หมายเลขประจ าตวั เจา้หนา้ท่ีรับอนุญาต2 (trader ID) หมายเลขโทรศพัทท่ี์ เจา้หนา้ท่ีการตลาดใชใ้น การติดต่อลูกคา้3 รายช่ือลูกคา้ใน ความรับผิดชอบ4 ขอรับรองวา่ขอ้มูลขา้ง

highlight investor protection measures through our proposal of the draft Amendments to the SEA, which were approved by the National Legislative Assembly in December. We also put forward other legislations

category of gold ETF, a management company shall appoint a juristic person having the following qualifications to be an agent as prescribed in sub clause (1) of Clause 5: (1) being a gold trader for not less