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. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content
Content Management of Mutual Fund 7. Procedures for incorrect pricing (1) Retrospectively price correction only for the days of the significant errors in the valuation (at least one satang and worth at
Content Management of Mutual Fund 7. Procedures for incorrect pricing (1) Retrospectively price correction only for the days of the significant errors in the valuation (at least one satang and worth at
oversight authority that has same auditor oversight standard as that of the SEC, and b) have experience in auditing and certifying financial statements of entities whose securities are publicly traded in
Track: auditors who a) are under supervision by an audit oversight authority that has same auditor oversight standard as that of the SEC, and b) have experience in auditing and certifying financial
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
rights for the best interests of the mutual fund; 2. Exercise voting rights at shareholders' meetings in matter that may have significant impacts on the mutual fund's benefits; 3. Establish an operation
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
rights for the best interests of the mutual fund; 2. Exercise voting rights at shareholders' meetings in matter that may have significant impacts on the mutual fund's benefits; 3. Establish an operation