supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
been known to have gigantic impacts even on the global market. To ensure the financial statements of those entities conform to accounting standards, auditing can no longer relies only on individuals but
necessary action can be taken; SEC treats all complaints equally, whether they are submitted by individuals or a group of individuals, and through any channels. Matters under the SEC Responsibility
administrative orders on individuals or juristic persons under the SEC's supervision, in other words, persons licensed, approved, or registered in accordance with the laws administered by the SEC. For example
. Execution of Agreements for Management of Private funds or Provident Funds 1.1 Provisions for the management of private funds for a client: (1) A client of a private fund shall comprise private individuals/a
Chairman of The Risk Management Committee, Krungthai Asset Management PCL Board Director, Siam Commercial New York Life Insurance PCL Tranings Role of the Chairman Program (RCP16/2007) Thai Institute of
Business Administration Director, TMB Bank Public Company Limited Executive Vice President and Chief Economist, Siam Commercial Bank (SCB) Group President, SCB Asset Management Managing Director, Head of
10120 Thailand September 24, 2004 5 Siam Commercial Bank PCL. 17th FL., Zone C , 9 RUTCHADAPISEK ROAD, JATUJAK, JATUJAK BANGKOK 10900 September 28, 2004 6 Bangkok Bank Public Company Limited 333 Silom