mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure
supervises the operation of the associations to ensure that the association oversees the members, and carries out the duties with efficiency, fairness and transparency; focuses on promoting and developing the
information will make the purchase order. EJIP accounts must be separated from personal accounts for clarity and accountability. The program must be approved by the board of directors. The SEC approves
Content Management of Mutual Fund 5. Prescription of additional rules The SEC is empowered to prescribe additional provisions, conditions, and procedures to protect the investors or to ensure the clarity
Content Management of Mutual Fund 5. Prescription of additional rules The SEC is empowered to prescribe additional provisions, conditions, and procedures to protect the investors or to ensure the clarity
; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within three years preceding the year of filing application toward the
; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within three years preceding the year of filing application toward the
operating securities business in the category applying for the license, and other businesses as permitted by the SEC; (3) be able to show that its operational system will be prompt for operating securities
operating securities business in the category applying for the license, and other businesses as permitted by the SEC; (3) be able to show that its operational system will be prompt for operating securities
undertaking of such legal entity; (2) be able to show that its operational system will be prompt for operating securities business in the category of investment advisory service; (3) be able to show that its