consideration process for all listing channels Add investor alerts on companies possibly fail to comply with regulations or show issues of concerns Impose stricter actions against listed companies with non
) (3) record information gathered as well as opinions made under the KYC/CDD process. In identifying the client’s true identity under (1), the securities company must gather information on name, last
), the securities company must gather information on name, last name, nationality, occupation, residential address, contacting address, name of ultimate beneficial owner, name of ultimate controlling
March, as customers gear towards health and hygiene products. As a result, Babi Mild continues to show strong growth momentum from liquid soap and cleaning products together with the recent relaunches of
financial statements on cost of sales and inventories which revealed lack of efficiency and reliability of AIE internal control system. The auditor was thus unable to gather sufficient evidence for such
may affect the financial conditions or operations of the applicant; (3) Being able to show that at least one of its directors has work experience of no less than three years relating to gold; (4) Being
) baht; (2) There being no event which may affect the financial conditions or operations of the applicant; (3) Being able to show that at least one of its directors has work experience of no less than
/2018 show THB 4.66 million while it was THB 13.38 million in Q2/2017. This came from the THB 9.14-million profit from selling of the Column Property Fund in 2017. ▪ A decreasing administrative expense in
to foreign exchange volatility during the Covid-19 pandemic in first quarter that lead to accumulate loss on exchange rate. However, administrative expenses on 2nd quarter of 2020 decreased 32.33
show its capability to operate as a derivatives exchange as prescribed under Section 57 and in accordance with the Notification of the Securities and Exchange Commission, the Notification of the Capital