Facebook page “Thai Stock Trading Association” impersonates “Shining Gold Bullion Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 16/09/2024)
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service (Codefied) 12/01/2017 16/02/2017 Notification of the Securities and
agents. Without obtaining derivatives license from or being registered with the SEC, they advertised through various media channels including Facebook and solicited investing public to invest in gold in
preventing investors to fall victims for fraudulent solicitations, as well as being a mean of elevating the protection for investors.”The public can use SEC Check First application to search information on
Operators 31/07/2019 2. Notification of Capital Market Supervisory Board TorThorNorKhor. 7/2553 Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies 01/02
Exchange Commission Kor Thor. 9/2556 Segregation and Management of Clients Assets In Case of Intermediary Being under Receivership by Court Order 18/10/2013 01/11/2013 Contact The Securities and
Commission Kor Thor. 9/2556 Segregation and Management of Clients Assets In Case of Intermediary Being under Receivership by Court Order 18/10/2013 01/11/2013 Contact The Securities and Exchange
and/or filing documents being officially submitted to SEC for digital token offering. Therefore, investors are advised to be cautious with such solicitation. For inquiries or tips on suspicious