for the benefit of the operation (Translation) PAGE (Translation) -2- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
for the benefit of the operation (Translation) PAGE (Translation) -3- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
Microsoft Word - คำอธิบาย บล 5 คำอธิบายประกอบการจัดทำรายงาน Activities Report คำอธิบาย ขอ 1 รายละเอียดลูกค้า (1) รายละเอียดการให้กู้ยืมเงินเพื่อซื้อหลักทรัพย์ ใหรายงานรายละเอียดยอดรวมเกี่ยวกับการทำ
No. OrThor/Nor. 5/2547 Re: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the
” means a contract whereby a person, called a settlor, transfers or creates real right or any right appertaining to property to or for another person, called a trustee, with trust and confidence in order
shall be appointment of another person as the Chairman or commissioner, as the case may be. SECTION 10.4 The Chairman and each commissioner appointed in accordance with Section 8 shall hold office for a
accordance with the second paragraph shall be completed within three months from the end of each accounting period. For each financial year, such preparation shall be completed within twenty-one days from the
Commission No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of Conduct ______________________ Currently, each securities company undertakes various categories of securities businesses but
Capital Clause 4 The liquid assets which may be used for maintenance of the capital are the following assets which are free of encumbrance and are not short-term investments with the intention of resale or
-date at all times. Clause 6. To assure the conformity with the capital market policy at each particular time, or to enable investors to clearly understand the selection of appropriate tools for