institutional investor under section 3 of the Derivatives Act, B.E. 2546 (2003) and those mentioned in subsection (1) to (8) above hold total shares of more than 75 percent of all voting shares; (10) a foreign

audited by an auditor; (11) a juristic person having the persons defined as an institutional investor under Section 3 of the Derivatives Act B.E. 2546 (2003) and those under (1) to (10) holding total shares

total voting shares; (23) foreign investor having characteristics similar to the investors under (1) to (22); (24) fund manager or derivatives fund manager in accordance with the Notification of the

underwriter in the amount of twenty percent or more of the total paid-up shares with voting rights of such securities company; (c) a securities company having a shareholder holding shares of both such

securities underwriter in the amount of twenty percent or more of the total paid-up shares with voting rights of such securities company; (c) a securities company having a shareholder holding shares of both

an investment advisory company; (2) a company of which an investment advisory company holds shares of twenty percent or more of all voting right share; (3) a company having a shareholder who holds

Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider By

shares or be a partner of such juristic person exceed 10 percent of total shares sold or amount of contribution; (d) .Juristic person which shareholder who hold shares or be a partner of such juristic

of Approval for Investor Contacts In continuation of the Notification of the SEC Office No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of Conduct dated 21 June 2005 as amended by

having shareholder being person as prescribed in (1) to (13) combining hold shares exceed 75% of share which entitle to vote; (15) foreign investors having qualifications as the investor prescribed in (1