หรือ nominee account (2) หากเป็น holding company ให้แสดงรายชื่อผู้ถือหุ้นของ บริษัทย่อยที่ประกอบธุรกิจหลักด้วย (3) ข้อตกลงระหว่างผู้ถือหุ้นรายใหญ่ (shareholding agreement) ในเรื่องที่มีผลกระทบต่อการออก
หรือ nominee account (2) หากเป็น holding company ให้แสดงรายชื่อผู้ถือหุ้นของ บริษัทย่อยที่ประกอบธุรกิจหลักด้วย (3) ข้อตกลงระหว่างผู้ถือหุ้นรายใหญ่ (shareholding agreement) ในเรื่องที่มีผลกระทบต่อการออก
Section 112 Securities and Exchange Act B.E. 2535 Section 112. In operating the business of securities brokerage, a securities company shall enter into a written agreement with the customers who
group of companies that identifies the shareholding proportions and the voting rights (if different from the shareholding proportions). In case of a subsidiary formed by a joint venture agreement with
agreement with another business group, identify the name and the shareholding proportion of the joint venture partner. (If there are several subsidiaries or associated companies, they may be presented in
subsidiary formed by a joint venture agreement with another business group, identify the name and the shareholding proportion of the joint venture partner. (If there are numerous subsidiaries or associates
percent of the total paid-up shares with voting rights of such company; 3. a company holding shares in subsequent levels, beginning with the company under 2., provided that the shareholding in each level
agreement; 4. a shareholder of a securities issuer in proportion to existing shareholding (rights offering); 5. a shareholder of an issuer of bonds which are issued to renew existing bonds; 6. any other
is revoked by the SEC Office, or where a securities company is part of a financial conglomerate with a shareholding structure, internal audit and supervision by other regulatory bodies as specified by
Exchange Commission No. Kor Thor. 7/2539 Re: Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the