Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended) Clause 1 In this Notification: "securities company" 1
Ministerial Regulations as follows: Clause 1 Person eligible to apply for license to undertake securities business in the category of inter - dealer brokerage shall- (1) not have shareholder or controlling
Ministerial Regulations as follows: Clause 1 Person eligible to apply for license to undertake securities business in the category of inter - dealer brokerage shall- (1) not have shareholder or controlling
category of mutual fund management shall- (1) have a paid-up registered capital not less than the amount specified in the SEC’s Notification; (2) 1 have the following shareholder or shareholders held its
of the internal audit function has to be reviewed for independence and approved by the audit committee. (5) Review, select, and recommend to the board for nomination and shareholder approval an
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working capital will be sufficient to cover its projected expenses incurred in connection with business operation as specified in the SEC’s Notification; and (4) have shareholder holding exceeding ten
working capital will be sufficient to cover its projected expenses incurred in connection with business operation as specified in the SEC’s Notification; and (4) have shareholder holding exceeding ten
Protection of Minority Investors Topic along with the Department of Business Development, the Ministry of Commerce. This topic measures the strength of minority shareholder protection against directors' misuse
Protection of Minority Investors Topic along with the Department of Business Development, the Ministry of Commerce. This topic measures the strength of minority shareholder protection against directors' misuse