Infrastructure Asset; (b) if the fund invests in an infrastructure asset in the form of a company’s shares under Clause 1(3)(e), there shall be a supervisory mechanism causing any money borrowing or creation of

convenient, expeditious and fair for investors, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as form 16 May

derivatives investment advisory on the condition that the person giving advice and the owner of the website or any other electronic media do not collaborate or share duties with the other party to avoid

รายงานการถือหลักทรัพย์ของ PAGE -7- แบบ 59 / Form 59( รายงานการเปลี่ยนแปลงการถือหลักทรัพย์และสัญญาซื้อขายล่วงหน้าของ ……..(บริษัทที่ออกหลักทรัพย์ / หลักทรัพย์อ้างอิง)………………..……………………. Report on Changes

Mutual Fund by a Securities Company dated 3 August 2009 shall be repealed. Clause 2 In this Notification: “ ETF ” means ETMF or foreign ETF . “ ETMF ” means exchange-traded fund in form of mutual fund

. 2 Registration Statement for Securities Offering (Form 69-1) Company: .......... (Name of Securities Offeror) ….....… Offers for Sale

also comply with the explanation attached hereto. Clause 4. In the case where the securities company desires to submit a financial statement under Clause 3 to the Office in the form of electronic data

of persons having the following qualifications intends to apply for a license under regulatory sandbox , the group of persons shall submit an application form under the regulatory sandbox to the SEC

conditions as prescribed in Division 4 of Chapter 4 or the action having been done as a duty by law; (6) avoids receiving or rewarding remunerations or any other benefits, whether in form of cash, things or

reference. FORM 56-1 Annual Registration Statement For the financial year ending DATE MONTH YEAR Company: ............................................................................................... Note