Market Supervisory Board TorNor. 34/2553 Rules, Conditions and Procedures for Liquidation of Mutual Funds (No. 2) 10/08/2010 01/09/2010 5. Notification of Capital Market Supervisory Board TorNor 76
our promotion of overseas investments, strengthened enforcement on insider trading, share manipulation, executive misconducts, accounting frauds, false documentation of securities issuance and offering
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
>> Liquidation Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 117 12/03/1992 16/05/1992 2. Act Securities and Exchange Act 2535 130 12/03/1992
Date or Termination Date of Performance of Duty as Property Fund Manager 11. Report/Form (Notification of Securities and Exchange Commission) Form 117- Or4 Report on Name List of Property Fund Managers
-1 Application Form for Registeration and Renewal of Marketing Officers 14. Report/Form (Notification of Securities and Exchange Commission) Notify of the Commencement / Termination of Performance of
117-8 Report on the Commencement Date or Termination Date of Performance of Duty as Mutual Fund Managers 23. Report/Form (Notification of Securities and Exchange Commission) Form 117-10 Name List of
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