hereby issues the following regulations: Clause 1 Units of foreign collective investment scheme in the type of share is securities having investment characteristic similar with investment units. A person
appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.
derivatives investment advisory on the condition that the person giving advice and the owner of the website or any other electronic media do not collaborate or share duties with the other party to avoid
of ETF units by means of purchasing such units from foreign exchange for making delivery; Clause 7 In order to have sufficient ETF unit or underlying share of ETF for delivering according to short
Technology Security of Securities Company dated 3 August 2009 shall be repealed. Clause 2 This Notification shall come into force as from 1 September 2017. Notified this 12th day of September 2016. (Mr. Rapee
Futures Trading Business by Operators of Derivatives Business dated 25 July 2007 shall be repealed. Clause 2 This Notification shall come into force as from 1 December 2016. Notified this 11th day of
licensed to undertake securities business in the category of mutual fund management shall have the paid-up registered capital of not less than Baht 100 Million. Clause 2. This Notification shall come into
, regulations, notifications, orders, or directions that are generally applicable shall come into force upon publication in the Government Gazette.
Notification shall come into force on the following day of its publication in the Government Gazette. Notified this 13rd day of July 1996. Mr. Bodee Junnanon Chairman Securities and Exchange Commission
shall come into force as from 16 October 2004. Notified this 8th day of October 2004. Somkid Jatusripitak (Mr.Somkid Jatusripitak) Minister of finance Chairman of the Securities and Exchange Commission