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> Complaints / Whistleblowers > Samples of Documents or Evidence Contact us SHARE : Detail Content SEC Complaint Center Samples of Documents or Evidence Sample of Complaints Samples of
fund Regulations SHARE : Detail Content Management of Mutual Fund 4. Preparation of financial reports of mutual fund 4.1 A mutual fund management company shall prepare the financial statements of the
Institution of Certified Public Accountants (AICPA) or the Financial Accounting Standards Board (FASB). Such financial statements must be audited and given opinions by authorized auditors in the countries where
> Financial Reporting and Audit Oversight > Auditor Supervision > Handbook for approval of foreign auditors Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor
and authorized director are required. Photocopy of the applicant's passport. Signature of the applicant to certify true copy is required. Photocopy of an evidence of certified public accountant
> Capital Market Supervisory Board > Mrs. Pornanong Budsaratragoon Our Structure SHARE : Detail Content Capital Market Supervisory Board Mrs. Pornanong Budsaratragoon Chairman
> Complaints / Whistleblowers > Complaint Handling Procedure Contact us SHARE : Detail Content SEC Complaint Center Complaint Handling Procedure How to file a complaint: Please provide