SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
completing the selling share process, Akkrawat’s power plant business will no longer be a subsidiary of the Company. However, the mentioned transaction is considered as an acquisition and disposal of assets of
products and services in order to lessen their dependency on brokerage fee revenue, and launched a securities business liberalization roadmap to get the industry players started on the preparation for the
Committee chaired by Mr. Viroj Nualkhair, plans to trade equity index futures as its debut product followed by interest rate futures. 5. Other plans 5.1 Data and information technology: The SEC will focus on
SHARE : SEC public hearing on draft amendment to approval for paperless filing of mutual funds Friday 8 November 2019 | No. 161 / 2019 Bangkok, 8 November 2019 – The SEC is seeking public comments on a
SHARE : SEC bolsters FinTech legislation to facilitate development and wider use of financial innovations Friday 20 October 2017 | No. 98 / 2017 Bangkok, 20 October 2017 ? The SEC is giving its full
/19019778.pdf 19038078.pdf total 34 funds under management consisting of 31 mutual funds and 3 property funds. PASSET’s market share in terms of mutual fund was 1.28%. In 1Q19, PASSET’s fee income from mutual
regulations governing real estate investment trusts (REIT) because both real estate -backed ICO and REIT share https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8840 SEC enhances real estate -backed ICO
=30&rows=10 31 - 40 of 15,636 results Sort by: Relevance Date (Newest) Date (Oldest) SEC advises the public to be cautious about using services of unlicensed digital asset business operators SEC