Bangkok, February 17, 2016 ? The SEC is seeking public comments on proposed amendments to the initial public offering (IPO) rules. The amendments aim to facilitate sufficient share distribution to
Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Somchai Chaisrichawla for manipulating the share price of Asia Metal Public Company Limited (AMC
Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual
Bangkok, May 28, 2015 ? The SEC revised regulations for more flexibility to promote cross-border offerings of debt securities and collective investment schemes (CIS). The revision aims to increase
Bangkok, May 28, 2015 ? The SEC revised regulations for more flexibility to promote cross-border offerings of debt securities and collective investment schemes (CIS). The revision aims to increase
Bangkok, February 27, 2015 ? The SEC will issue the regulations to promote more financial product variety and thus widen investment choices on foreign securities for investors in Thailand. Prakid Punyashthiti, SEC Assistant Secretary ? General, said that the SEC is drafting the regulations on primary listing to allow foreign companies to launch initial public offerings (IPOs) and become listed firms on Thai bourse as well as the regulations governing offer of sale of depositary receipts (DRs) o...
ACMF implements streamlined review framework for common prospectus.Kuala Lumpur, September 2, 2015, The ASEAN Capital Markets Forum (ACMF) announced today that the Securities Commission Malaysia (SC), the Monetary Authority of Singapore (MAS), the Securities and Exchange Commission (SEC), Thailand and the Singapore Exchange (SGX) have established the Streamlined Review Framework for the ASEAN Common Prospectus (the ?Framework"), pursuant to a Memorandum of Understanding (MoU) signed on 3 March 2...
Bangkok, January 20, 2014 ? The SEC is seeking public comment on draft rules on cross-border offering of ASEAN collective investment schemes (ASEAN CIS) to retail investors. When compiled with non
Bangkok, April 20, 2016 ? The Settlement Committee has imposed a fine of 14,640,844.50 baht on Chayanont Weerayuthkosol for manipulating the share price of Chuo Senko (THAILAND) Plc. (CHUO
) Boon Prasitsamrit for manipulating share price of Thai Yuan Mtal Plc. (TYM); presently known as The Steel Plc. (THE). With the referral from the Stock Exchange of Thailand, the SEC probed into the case