auditing by the auditor approved by the SEC Office; (5) know-your-client measures, client due diligence process and measures against financial assistance to terrorists or money laundering. Section 31. In the
person who fails to comply with the orders of or fails to give assistance to the competent officer in the course of performing his duties under Section 30 shall be liable to imprisonment for a term not
wish to make a complaint, provided that you can tick more than 1 topic.) Unfair practice: Taking advantage of inside information Share price Manipulation Dissemination of false statements or any other
) 13 M รหัสนิติบุคคลของบริษัทผู้ออกหลักทรัพย์ 1234567890123 Securities Char(10) 10 O ชื่อย่อบริษัทผู้ออกหลักทรัพย์ AAA Share Type Char(1) 1 M ประเภทการถือครองหุ้น 1- เป็นใบหุ้น , 2- เข้าบัญชีสมาชิกศูนย์