The Securities and Exchange Commission, Thailand (SEC) appointed the ?Securities Analyst Consultative Committee? comprising representatives of securities analysts and market players. The committee
IOSCO Annual Meeting, 27 May 2024 Prof. Pornanong Budsaratragoon, Ph.D., Secretary-General of the Securities and Exchange Commission, Thailand (SEC Thailand), has been appointed as Additional Asia
The Capital Market Supervisory Board (CMSB)’s meeting, chaired by SEC Secretary-General Ruenvadee Suwanmongkol, passed a resolution yesterday to facilitate listed companies and securities issuers who have to postpone their annual general shareholders’ meeting – and are subsequently unable to appoint an auditor – due to the spread of the novel Coronavirus (Covid-19). In this regard, CMSB has allowed the affected listed companies and securities issuers to appoint an auditor on the SEC ap...
Bangkok, December 4, 2007 ? The Settlement Committee appointed by the Minister of Finance under Section 317 of the Securities and Exchange Act of 1992 (SEA) imposed fines on Boonchai Chaiteerath for
Bangkok, February 13, 2009 ? The SEC?s Settlement Committee appointed by the Minister of Finance under Section 317 of the Securities and Exchange Act of 1992 (SEA) imposed a total fine of
manipulating the share price of Focus Development and Construction Plc. (FOCUS). An SEC investigation on the trading of FOCUS shares during October 5-29, 2004, right after the securities got listed on the
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Microsoft Word - S_2019_GRC-02_025_S43 Share Acquisition_EN Page 1 – Translation – GRC-02/2019/025 11 December 2019 Subject: Report of the Asset Acquisition To: President The Stock Exchange of
establishment and the application fee for amendment to a mutual fund scheme to be designated as SRI Fund is exempt at an amount not exceeding 5,000 baht per fund scheme. Both exemptions are valid for the