ASEAN DEBT SECURITIES DISCLOSURE STANDARDS 1 แบบ 69-BASE-FD แบบแสดงรายการขอ้มลูและรา่งหนงัสอืชีช้วน ส าหรบัการออกและเสนอขายตราสารหนีใ้นลกัษณะโครงการ Registration Statement for Issuing and Offering of
: Arbitral Process (No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund
hereby issues the following regulations: Clause 1 Units of foreign collective investment scheme in the type of share is securities having investment characteristic similar with investment units. A person
: (1) securities services unit; (2) securities operation unit, the securities company may arrange for the full-service branch office to share the securities operation unit with the head office or other
securities. Fee and service income decreased by Baht 2.01 million from the suspension of operation of Innotech Asset Management, a subsidiary. The Company recognized share of loss from associates of Baht
; (2) A securities operation unit, the securities company may arrange for the full-service branch office to share the securities operation unit with the head office or other full-service branch offices
for the full-service branch office to share the securities operation unit with the head office or other full-service branch offices. In case of absent of the branch office manager under the first
offer is submitted. Type Issue Number of offered shares (share/ unit) Percentage of securities to be offered in comparison with Expected offering price per unit Offering amount Total number of outstanding
Activities *The 74 total lawsuits show the number of cases filed against 23 respondents for each violation of manipulating the share prices of 6 securities (NEWS MILL POLAR NBC NINE and NINE-W1). **This