, Thai Financial Planners Association Regional collaboration and international organizations, such as ASEAN Capital Markets Forum (ACMF), Asian Development Bank (ADB), International Organization of
: Relevance Date (Newest) Date (Oldest) SEC and Thai Digital Asset Association in collaborative discussion to strategize digital asset advancement and oversight The Securities and Exchange Commission (SEC), led
: Relevance Date (Newest) Date (Oldest) SEC and Thai Digital Asset Association in collaborative discussion to strategize digital asset advancement and oversight The Securities and Exchange Commission (SEC), led
being an organization that seek to supervise and develop the Thai capital market towards efficiency, fairness, transparency, and integrity. ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ [ Message from the Secretary
cooperated with the Association of Securities Companies in its issuance of the code of conduct on relationship with clients. Brokers must closely monitor clients’ trades and ensure the quality of advice given
Agency ● Internal Management 57 Board of the SEC 58 Appellate Committee 59 Sub-committees and Steering Group 66 Arbitrators 67 Executives Officers 68 Capital Market Performance 2001-2003 72 Investigation
our promotion of overseas investments, strengthened enforcement on insider trading, share manipulation, executive misconducts, accounting frauds, false documentation of securities issuance and offering
(1992) in support of material advancements in the corporate governance efforts. On the international front, the SEC continued its role at the International Organization of Securities Commissions (IOSCO
development by enhancing the performance of companies and increasing their access to outside capital. The OECD Principles of Corporate Governance provide the framework for the work of the World Bank Group in
as well as the deliberations of a Working Group in May 2010. The report was en- dorsed by consensus at the annual meeting of the Asian Roundtable, 3-4 October 2011 in Bali, Indone- sia. The next phase