ทบเชิงบวก (1) บริษทัจดทะเบียน: มีช่องทางในการแกไ้ขปัญหา (deadlock) ของบริษทั เพื่อให้บริษทั สามารถด าเนินธุรกิจต่อไปได ้ (2) ผูถื้อหุ้นของบริษทัจดทะเบียน: สามารถมีส่วนร่วมในการตดัสินใจแกไ้ขปัญหาของ

การประกอบธุรกิจหลกัทรัพยต์ามประเภทท่ีไดรั้บใบอนุญาต เป็นการเปิดโอกาส ให ้บล. สมาชิกสามารถซ้ือขายหลกัทรัพยจ์ดทะเบียนนอกตลาดหลกัทรัพย ์และส่งเสริมใหเ้กิด การแข่งขนั (shadow competition) ซ่ึงจะช่วยเสริม

has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which management is conducted as an ordinary course of business

is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. 3 indicated

. SECTION 89/8 In performing duty with responsibility and due care, a director and an executive shall act in the similar manner as an ordinary person undertaking the like business under the similar

. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives

. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives

management is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. SECTION 4. The

Royal Enactments Act and Royal Enactment SHARE : Detail Content ​​​​​​ ​Act/ Royal Enactment S ecurities and Exchange Act B.E. 2535 (1992) as amended​ ​ Derivatives Act B.E. 2546 (2003) as amended

prescribe other additional characteristics. Section 21 If the securities offered for sale by the special purpose juristic person are debt instruments which are not debt instruments subordinated to ordinary