securities public offering (PO). The revised rules require the issuers of non-listed company not have any records of severe misconducts for a certain period prior to securities offering submissions. For
The SEC is hosting the Asia Pacific Takeovers Regulators Conference 2019, an annual platform for expanding cooperative network within the region and sharing views on regulatory frameworks and
money laundering, etc. Moreover, the issuer must not violate or fail to comply with the law, which may cause severe and significant effects on the issuer’s business; (2) Empowering the SEC to lay out
. Daniele Berna-Ost - CSSF Secretary-General and team. Both parties achieved an agreement to arrange a cooperative framework on fintech for exchange of information involving major developments and issues on
severe and significant effects on the issuer’s business; (2) Empower the SEC to lay out guidelines in detail regarding the consideration of cases involving severe legal violation or causing severe and
plans to lay out a cooperative framework with SEC to push forward the SDG implementation and the UN Guiding Principles of Business and Human Rights in Thailand.
The Capital Market Supervisory Board (CMSB)’s Meeting No. 4/2021 dated 16 March 2021 passed a resolution approving in principle the regulatory revision following the cooperative plan of the BOT’s
cooperative framework to enhance the Thai market?s attractiveness and competitive edge. On debt securities, foreign issuers will be allowed to issue sukuks in Thailand. Moreover, appointment of single bond
cooperative framework to enhance the Thai market?s attractiveness and competitive edge. On debt securities, foreign issuers will be allowed to issue sukuks in Thailand. Moreover, appointment of single bond
The SEC Board and the SET Governors met on 3 August 2023 to discuss and exchange perspectives as well as viewpoints in relation to cooperative working process between the two organizations with an