Intermediaries Reporting Requirement Weekly Reports Weekly Report on the Purchase of High Turnover Securities by Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the
Content Intermediaries Regulatory Summary Outsourcing Activities Appointment of an Investment Advisor (IA) according to Section 100 Paid-Up Registered Capital Audit Committees of
investment units for sale during the IPO period by notifying the SEC within seven days from the date of cessation of the offering for sale. The company shall return the subscription payment and the interests
investment units for sale during the IPO period by notifying the SEC within seven days from the date of cessation of the offering for sale. The company shall return the subscription payment and the interests
investment units within the period specified in the schemes, the timing which should not exceed the following limits: (1) In the case of ASEAN Collective Investment Schemes (ASEAN CIS), not exceeding seven
investment units within the period specified in the schemes, the timing which should not exceed the following limits: (1) In the case of ASEAN Collective Investment Schemes (ASEAN CIS), not exceeding seven
Passing Orders for Trading of Securities and Derivatives The Notification of the Securities and Exchange Commission No. KorThor 25/2560 Re: Specification of Paid-up Registered Capital of Securities
the investment unit value and price as specified in the scheme; (2.2) Calculate the NAV and investment unit values using a fair price. The value per investment unit shall be rounded up to a minimum of
the investment unit value and price as specified in the scheme; (2.2) Calculate the NAV and investment unit values using a fair price. The value per investment unit shall be rounded up to a minimum of
shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of